On-Demand Web Seminar  
CAT compliance: Accelerating your path from flash crash to CAT

Hosted by American Banker

The Flash Crash on May 6, 2010 got everyone’s attention when a trillion dollars of market value collapsed and rebounded in a half hour. Now the regulatory response, the Consolidated Audit Trail (CAT), is close to implementation. Broker-dealers will need to maintain a consolidated audit trail that collects and identifies every order, cancellation, modification and trade execution for all exchange-listed equities and options in U.S. markets. That’s a tall order and an expensive proposition, and the deadlines are challenging for large and small industry players.

View this on-demand webinar to learn:

  • The details of CAT implementation and timelines.
  • What you need to do to prepare for CAT.
  • What solutions are available for industry leaders.

Peter J Mottram
Partner
Digital Strategy & CAT Compliance
IBM
(Presenter)
Joshua Beaton
CAT Program Manager & Executive Director
Morgan Stanley
(Presenter)
Mike Sisk
Contributing Editor
American Banker
(Moderator)

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